Publications Nov 09, 2016 Adviser’s Connection to Bond Scam Highlights the Limitations of Section 15(c) Inquiries Nov 09, 2016 Money Market Reforms Lay Potential Trap for the Unwary Corporate Treasurer Nov 09, 2016 Update on SEC Asset Management Rulemakings and Adoption of Liquidity Risk Management and Data Reporting Rules for Registered Funds Nov 09, 2016 Registered Funds Alert, November 2016 Nov 09, 2016 Notable Transactions: Q3 2016